I-FINRA MCQ Yokucubungula Ukuhlolwa
Izici eziyinhloko zalesi APP:
• Ngokwenza imodi ungabona incazelo echaza impendulo efanele.
• Ukuhlolwa kwangempela kwesitayela ukuhlolwa okuhlekisayo kokuboniswa isikhathi
• Ikhono lokwenza ukuhlekwa okusheshayo ngokukhetha inombolo ye-MCQ.
• Ungakha iphrofayela yakho bese ubona umlando wakho womphumela ngokuchofoza okukodwa.
• Lolu hlelo luqukethe inombolo enkulu yombuzo obekiwe ohlanganisa yonke indawo yesilabhasi.
I-Financial Industry Regulatory Authority yisona isilawuli esikhulu esizimele kunazo zonke izinkampani zokugcina izimali ezenza ibhizinisi e-United States. Inhloso ye-FINRA ukuvikela abatshalizimali ngokuqinisekisa ukuthi imboni yezibambiso zase-United States isebenza ngokufanele nangokwethembeka. I-FINRA iqondisa amafemu angaba ngu-4,250 ama-brokerage, amahhovisi amagatsha angama-162,155 kanye nabamele ababhalisile abangaba ngu-629,525.
I-FINRA inabasebenzi abangaba ngu-3 400 futhi isebenza kusuka eWashington, D.C., naseNew York, NY, ngamahhovisi angama-20 ezwe lonke.
I-FINRA inikeza ukunakekelwa okulawulwayo kuzo zonke izinkampani zokugcina izimali ezenza ibhizinisi nomphakathi, kanye nalabo abanikeza ukuqeqeshwa, ukuhlolwa, nokulayisense kwabasebenzi ababhalisiwe, ukuxazulula nokuxazulula, umthethonqubo wemakethe ngenkontileka yeNew York Stock Exchange, i-NASDAQ Stock Market, Inc ., i-American Stock Exchange LLC, ne-International Securities Exchange, LLC; kanye nezinsiza zomkhakha, ezifana ne-Trade Reporting Facilities kanye neminye imisebenzi engaphezu kwe-counter.
Kubuyekezwe ngo-
Sep 13, 2023