FINRA & NASAA: Securities Prep

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About this app

Pass the SIE, Series, state-law, municipal, futures, financial planning, and broader securities licensing exams with realistic practice questions, timed mock exams, and an exam simulator built for real exam-day decisions.

Securities Prep gives you 150,000+ original practice questions across 89 exam preps, including FINRA, NASAA, MSRB, NFA, CFP Board CFP, ChFC, RICP, CISI, CIRO, CSI, FP Canada, LLQP, RIBO, and other advisor licensing coverage in one subscription.

No login required to start practicing. A subscription unlocks the full question bank, unlimited new practice sets, timed mock exams, analytics, and sync across Android, iPhone, iPad, Mac, and web. Practice Mode uses short random sessions, 10 questions at a time, so after a set ends you simply start another random set from the full QBank.

Whether you are starting with the SIE, moving into Series 7, or adding Series 63, 65, or 66, you can train with short random practice sets for daily repetition and switch to timed mock exams for pacing, stamina, and confidence.

WHY LEARNERS CHOOSE SECURITIES PREP
• Realistic exam-style MCQs, practice tests, and mock exams
• Short random practice sets from the full qbank
• Timed exam simulator for pace and stamina
• Clear per-choice explanations
• Cleaner mobile formatting for tables, exhibits, cases, and longer explanations
• Topic analytics to target weak areas
• Favorites to keep active exams one tap away
• Optional sign-in for sync across supported devices and the web at MasteryExamPrep.com

INCLUDED EXAMS (U.S.)

FINRA — Financial Industry Regulatory Authority
• SIE — Securities Industry Essentials
• Series 4, 6, 7, 9, 10, 14, 22, 23, 24, 26, 27, 28, 39, 57, 79, 82, 86, 87, 99, 161, and 162
• Representative, principal, compliance, options, trader, research analyst, investment banking, operations, and specialist coverage

NASAA — North American Securities Administrators Association
• Series 63 — Uniform Securities Agent State Law Examination
• Series 65 — Uniform Investment Adviser Law Examination
• Series 66 — Uniform Combined State Law Examination

MSRB — Municipal Securities Rulemaking Board
• Series 50, 51, 52, 53, and 54 for municipal advisor, municipal securities, and municipal principal preparation

NFA and futures coverage
• Series 3, 30, 31, 32, and 34 for commodity futures, branch manager, managed funds, limited futures, and forex preparation

Financial planning, wealth, and international coverage
• CFP Board CFP, The American College ChFC and RICP, FP Canada CFP and QAFP, CSI financial planning courses, and CISI investment, risk, regulation, and financial crime exams

ALSO INCLUDED
Your subscription also unlocks Canadian coverage, including CIRO CIRE and RSE, CSC, CPH, IFC, WME, IMT, PMT, AIS, DFOL, ETFM, PDO, BCO, CCO, CCC, LLQP modules, and RIBO Level 1.

IMPORTANT NOTES
• This app is a study tool for licensing and certification exams.
• No login is required to start practicing or to subscribe. Create an account later if you want sync and web access.
• It does not provide trading, brokerage accounts, quotes, or investment execution.
• Internet access is required for normal use.

INDEPENDENCE AND TRADEMARKS
Securities Prep is developed by Tokenizer Inc. and is not affiliated with, endorsed by, or sponsored by FINRA, NASAA, NFA, MSRB, CFP Board, The American College of Financial Services, CISI, CIRO, CSI, FP Canada, LLQP, RIBO, or any exam sponsor. Trademarks belong to their respective owners. Practice questions are original and not taken from live exams. This app is for practice and self-assessment only and does not guarantee passing, registration, or employment.
Updated on
May 3, 2026

Data safety

Safety starts with understanding how developers collect and share your data. Data privacy and security practices may vary based on your use, region, and age. The developer provided this information and may update it over time.
No data shared with third parties
Learn more about how developers declare sharing
This app may collect these data types
Personal info, App activity, and Device or other IDs
Data is encrypted in transit
You can request that data be deleted

What’s new

• Expanded to 150K+ questions across U.S. Series, Canada CIRO/CSI/LLQP/RIBO, U.K. CISI, and planning routes.
• Stability and performance improvements.
Content rating
Everyone
In-App Purchases
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App support

Phone number
+14169932060
About the developer
Tokenizer Inc.
support@tokenizer.ca
137 Ellins Ave Toronto, ON M6N 2B2 Canada
+1 416-993-2060

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