Securities Markets: Competition and Multiple Regulators Heighten Concerns about Self-Regulation

Securities Markets: Decimal Pricing Has Contributed to Lower Trading Costs and a More Challenging Trading Environment

SEC and CFTC Penalties: Continued Progress Made in Collection Efforts, But Greater SEC Management Attention Is Needed

Mutual Fund Trading Abuses: SEC Consistently Applied Procedures in Setting Penalties, But Could Strengthen Certain Internal Controls

Mutual Fund Industry: Sec's Revised Examination Approach Offers Potential Benefits, But Significan Oversight Challenges Remain

Credit and Debit Cards: Federal Entities Are Taking Actions to Limit Their Interchange Fees, But Additional Revenue Collection Cost Savings May Exist

Mutual Funds: Information on Trends in Fees and Their Related Disclosure: Congressional Testimony

Catalogue of Federal Insurance Activities

Credit Unions: Financial Condition Has Improved, But Opportunities Exist to Enhance Oversight and Share Insurance Management

Electronic Banking: Enhancing Federal Oversight of Internet Banking

General Aviation: Security Assessments at Selected Airports

Financial Literacy and Education Commission: Progress Made in Fostering Partnerships, But National Strategy Remains Largely Descriptive Rather Than Strategic

Financial Regulation: Recent Crisis Reaffirms the Need to Overhaul the U. S. Regulatory System: Congressional Testimony

Securities and Exchange Comm: Greater Attention Is Needed to Enhance Communication and Utilization of Resources in the Division of Enforcement: Congressional Testimony

Financial Product Sales: Actions Needed to Better Protect Military Members

Mutual Fund Trading Abuses: Lessons Can Be Learned from Sec Not Having Detected Violations at an Earlier Stage

Investment Banks: The Role of Firms and Their Analysts with Enron and Global Crossing

Insurance Regulation: Scandal Highlights Need for Strengthened Regulatory Oversight