NISM X Taxmann's Investment Adviser (Level 2) – Comprehensive guide for investment advisory services covering insurance planning, risk management, estate planning, behavioural finance, et al.
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Much of the book is dedicated to the intricacies of estate planning, including exploring various estate planning tools and the important tax considerations of different financial securities. Moreover, it emphasises behavioural finance's influence and risk profiling's significance in delivering comprehensive financial advice. In other words, the discussion is focused on topics such as:
• [Know the Aspects] of the following:
o Insurance Planning
o Insurance Products
o Risk Management
o Taxation Aspects of Different Financial Securities
o Role of Behavioural Finance
o Risk Profiling in Providing Financial Advice
• [Understand] the following:
o Various Retirement Products and their Features
o Role of Investment Advisers in Retirement Planning
o Important of Estate Planning
o Role of Estate Planning Tools
The Present Publication is the August 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination X-B | Investment Adviser (Level 2), with the following contents:
• Risk Management and Insurance Planning
o Basics of Insurance
o Life Insurance Products
o Non-Life Insurance Products
• Retirement Planning
o Retirement Planning Basics
o Retirement Products
o Miscellaneous Aspects of Retirement Planning
• Taxation
o Concepts in Taxation
o Capital Gains
o Income from Other Sources
o Taxation of Debt Products
o Taxation of Equity Products
o Taxation of Other Products
o Tax Provisions for Special Cases
• Estate Planning
o Basics of Estate Planning
o Tools for Estate Planning
• Behavioural Finance
o Basics of Behavioural Finance
o Behavioural Finance in Practice
• Comprehensive Investment Advice
o Risk Profiling for Investors
o Comparison of Products Across Categories
• Case Studies
o Practical Case Studies with Solutions
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NISM is a leading provider of high-end professional education, certifications, training and research in financial markets. NISM Certification programs aim to enhance the quality and standards of professionals employees in various segments of the financial services sector. NISM's School of Certification of Intermediaries (SCI) develops and conducts certification examinations and Continuous Professional Education (CPE) programs that aim to ensure that professionals meet the defined minimum common knowledge benchmark for various critical market functions like:
• Mutual Funds
• Equities
• Derivatives
• Securities Operations
• Compliance
• Research Analysis
• Investment Advice
These Certifications and CPE Programs are being developed and administered by NISM as mandated under 'Securities and Exchange Board of India (Certification of Associated Persons in the Securities Market) Regulations, 2007'. The Certifications create quality market professionals and catalyse greater investor participation in the markets. Certifications also provide structured career paths to students and job aspirants in the securities market.
