Security Council Sanctions Governance: The Power and Limits of Rules

Thomas Dörfler

2019년 2월 · Routledge

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Little is known about how far-reaching decisions in UN Security Council sanctions committees are made. Developing a novel committee governance concept and using examples drawn from sanctions imposed on Iraq, Al-Qaida, Congo, Sudan and Iran, this book shows that Council members tend to follow the will of the powerful, whereas sanctions committee members often decide according to the rules. This is surprising since both Council and committees are staffed by the same member states.

Offering a fascinating account of Security Council micro-politics and decision-making processes on sanctions, this rigorous comparative and theory-driven analysis treats the Council and its sanctions committees as distinguishable entities that may differ in decision practice despite having the same members. Drawing extensively on primary documents, diplomatic cables, well-informed press coverage, reports by close observers and extensive interviews with committee members, Council diplomats and sanctions experts, it contrasts with the conventional wisdom on decision-making within these bodies, which suggests that the powerful permanent members would not accept rule-based decisions against their interests.

This book will be of interest to policy practitioners and scholars working in the broad field of international organizations and international relations theory as well as those specializing in sanctions, international law, the Security Council and counter-terrorism.

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Thomas Dörfler holds a PhD in Political Science from the University of Bamberg, Germany, and a Master’s Degree from Leiden University, The Netherlands. He has been a Japan Society for the Promotion of Science (JSPS)-UNU Postdoctoral Research Fellow with the UNU Centre for Policy Research, a visiting scholar at John-Jay College of Criminal Justice (City University of New York) and a consultant for the Security Council Affairs Division of the UN Secretariat. Most recently, he held a post-doctoral position at the Technical University Munich, Germany, TUM School of Governance and will shortly be taking up a research fellow position at the University of Potsdam, Germany. Thomas has published in academic journals including Regulation & Governance, Global Governance, Journal of International Relations and Development, Terrorism & Political Violence, Journal of Economic Policy Reform, as well as several chapters in edited volumes and policy-relevant articles. For his work on UN sanctions, he has received the 2018 Hans-Löwel-Prize and the 2017 Award of the UN Association of Germany.